Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart David Anderson
IRN SDA01055
- (264)CF30 Customer (12 Mar 2009 to 21 Nov 2014)
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Stuart Edward Reeve
IRN SER01029
- (381)CF30 Customer (4 Mar 2009 to 28 Jun 2019)
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Stuart Howard Niman
IRN SHN01008
- (509)CF29 Significant management (23 Feb 2012 to 14 Feb 2014)
- (508)CF30 Customer (20 Nov 2008 to 14 Feb 2014)
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Stuart Jarvis
IRN SJJ01080
- (1084)CF30 Customer (1 Dec 2009 to 16 Mar 2018)
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Stuart Patrick Wright
IRN SPW01163
- (302)CF30 Customer (11 Dec 2017 to 8 Dec 2019)
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Stuart William MacDonald
IRN SWM01059
- (236)[FCA CF] Manager of certification employee (since 20 Jan 2026)
- (625)CF30 Customer (25 Oct 2012 to 12 Mar 2015)
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Sumana Manohar
IRN SXM02597
- (180)[FCA CF] Client dealing (since 9 Dec 2019)
- (781)CF30 Customer (6 Jun 2019 to 8 Dec 2019)
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Sumer Sethi
IRN SXS03299
- (1530)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
- (1529)CF30 Customer (26 Jun 2014 to 8 Dec 2019)
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Sunil Krishnan
IRN SXK01507
- (987)CF30 Customer (12 Mar 2009 to 7 Mar 2011)
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Susan Harrison
IRN SXH02616
- (61)CF30 Customer (10 Jun 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (513)[FCA CF] Client dealing
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controlled function added: (512)[FCA CF] Significant management
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controlled function added: (511)[FCA CF] Client dealing
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controlled function added: (510)[FCA CF] Client dealing
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controlled function added: (509)[FCA CF] Client dealing
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controlled function added: (508)[FCA CF] Client dealing
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controlled function added: (507)[FCA CF] Client dealing
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controlled function added: (506)[FCA CF] Client dealing
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controlled function added: (505)[FCA CF] Client dealing
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controlled function added: (504)[FCA CF] Client dealing