BlackRock Advisors (UK) Limited

Watch for changes

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael James Rawson
IRN MJR01237
- (357)CF16 Significant Mgt (Desgntd Investment Business) (10 Jul 2006 to 19 Jul 2007)
- (358)CF1 Director (10 Oct 2003 to 17 Mar 2005)
- (356)CF27 Investment Management (1 Dec 2001 to 19 Jul 2007)
Michael Jesse Evan
IRN MJE01168
- (362)CF30 Customer (1 Oct 2013 to 6 Apr 2016)
Michael John Charles Brown
IRN MXB56029
- (683)[FCA CF] Client dealing (since 15 Dec 2025)
Michael John DiSpirito
IRN MXD00386
- (2293)[FCA CF] Manager of certification employee (26 Feb 2024 to 2 Feb 2026)
- (2292)[FCA CF] Client dealing (12 Aug 2021 to 2 Feb 2026)
Michael John O'Brien
IRN MJO01049
- (1938)CF1 Director (17 Feb 2010 to 28 Jun 2010)
- (1934)CF29 Significant management (1 Nov 2007 to 28 Jun 2010)
- (1933)CF30 Customer (1 Nov 2007 to 28 Jun 2010)
- (1937)CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2006 to 31 Oct 2007)
- (1936)CF17 Significant Mgt (Other Business Operations) (8 Feb 2006 to 31 Oct 2007)
- (1935)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Michael Jonathan Prentis
IRN MJP01178
- (649)CF30 Customer (1 Dec 2009 to 28 Jun 2019)
Michael Joseph MacDonald-Smith
IRN MJM01169
- (432)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2003)
Michael Kai-Yip Wong
IRN MKW01021
- (2517)CF30 Customer (1 Nov 2007 to 15 Feb 2016)
- (2518)CF27 Investment Management (18 Jul 2007 to 31 Oct 2007)
Michael Krautzberger
IRN MXK01551
- (2422)SMF18 Other Overall Responsibility (20 Apr 2021 to 2 May 2024)
- (2425)[FCA CF] Material risk taker (9 Dec 2019 to 20 Apr 2021)
- (2424)[FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2021)
- (2426)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2021)
- (2427)[FCA CF] Significant management (9 Dec 2019 to 20 Apr 2021)
- (2423)CF30 Customer (1 Dec 2009 to 1 Jul 2011)
Michael Richard Dennis
IRN MRD01103
- (1271)CF30 Customer (24 Sep 2012 to 27 May 2013)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (533)[FCA CF] Client dealing
3 days ago
controlled function added: (532)[FCA CF] Client dealing
3 days ago
controlled function added: (531)[FCA CF] Significant management
3 days ago
controlled function added: (530)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (529)[FCA CF] Client dealing
3 days ago
controlled function added: (528)[FCA CF] Client dealing
3 days ago
controlled function added: (527)[FCA CF] Client dealing
3 days ago
controlled function added: (526)[FCA CF] Client dealing
3 days ago
controlled function added: (525)[FCA CF] Client dealing
3 days ago
controlled function added: (524)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.