Blackfriars Asset Management Limited

• Principal Place of Business

  Blackfriars Asset Management Ltd

  Landmark

  4th Floor

  78 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402073322273

  Web

  https://www.blackfriarsam.com

• Complaints Contact

  Landmark

  4th Floor

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442890425451

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference, Spread Bet, Rolling Spot Forex Contract, Commodity Future, Future, Commodity option or Option.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lynn Juliet Pattinson

  IRN LJP01034

  • CF27 Investment Management (1 Dec 2001 to 19 Jul 2002)
• M'Sekiwa Simbarashe Simwinji Mutukwa

  IRN MSM01086

  • CF30 Customer (1 Nov 2007 to 1 May 2012)
  • CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)
• Marc Melendez

  IRN MXM02156

  • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
  • CF27 Investment Management (17 Aug 2006 to 31 Oct 2007)
• Marcus John West

  IRN MJW01385

  • CF30 Customer (1 Nov 2007 to 29 May 2009)
  • CF27 Investment Management (12 May 2006 to 31 Oct 2007)
• Margit Josefine Timmermann-Rassat

  IRN MJT01079

  • CF1 Director (1 Dec 2001 to 31 Dec 2008)
• Marisa Hurwitz

  IRN MXH01448

  • CF27 Investment Management (1 Dec 2001 to 24 May 2002)
• Mark Adrian Thorogood

  IRN MAT01062

  • CF27 Investment Management (1 Dec 2001 to 13 Sep 2002)
• Mark Adrian Vorbach

  IRN MAV01040

  • CF13 Finance (24 Jul 2002 to 15 Sep 2003)
  • CF19 Significant Mgt (Financial Resources) (1 Mar 2002 to 24 Jul 2002)
• Mark David Evans

  IRN MDE01044

  • CF21 Investment Adviser (10 Aug 2006 to 29 Jun 2007)
• Massimo Maschio

  IRN MXM02295

  • CF30 Customer (6 Nov 2007 to 31 Dec 2007)

• Clarity Advice & Management Ltd (no longer appointed)

  FRN 768362 · Appointed 1 Jan 2017 · Until 4 Feb 2019

No changes recorded yet.