Blackfriars Asset Management Limited

Date authorised
1 April 2013
Companies House
03173991
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blackfriars Asset Management Ltd
    Landmark
    4th Floor
    78 Cannon Street
    London
    City Of London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402073322273
    Web
    https://www.blackfriarsam.com

  • Complaints Contact

    Landmark
    4th Floor
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +442890425451

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference, Spread Bet, Rolling Spot Forex Contract, Commodity Future, Future, Commodity option or Option.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Massimo Todaro

    IRN MXT01149

    • CF27 Investment Management (1 Dec 2001 to 16 Apr 2004)
  • Mathias Michael Giesemann

    IRN MMG01037

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 31 Oct 2007)
  • Merope Jane Sylvester

    IRN MXS02074

    • CF11 Money Laundering Reporting (5 Jan 2007 to 11 Jan 2008)
    • CF10 Compliance Oversight (1 Oct 2004 to 11 Jan 2008)
  • Michael Lawrence Blane

    IRN MLB01032

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2003)
  • Michael Ryan Hicks

    IRN MRH01210

    • CF30 Customer (1 Nov 2007 to 23 Jul 2010)
    • CF22 Investment Adviser (Trainee) (21 Jun 2007 to 31 Oct 2007)
  • Mitchell Evan Harris

    IRN MEH01079

    • CF1 Director (8 Sep 2010 to 29 Jul 2011)
  • Mohammed Ishfaq Bhatti

    IRN MIB01016

    • CF28 Systems and controls (1 Nov 2007 to 21 Jul 2011)
    • CF1 Director (22 Aug 2006 to 21 Jul 2011)
    • CF13 Finance (22 Sep 2003 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (8 Aug 2002 to 15 Jul 2007)
  • Mohan Subbiah

    IRN MXS01342

    • CF27 Investment Management (1 Dec 2001 to 24 May 2002)
  • Mui Lau

    IRN MXL01671

    • CF30 Customer (23 Nov 2007 to 8 Jul 2011)
  • Natalie Margaret Stone

    IRN NMD01014

    • CF27 Investment Management (1 Dec 2001 to 30 Jul 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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