Blackfriars Asset Management Limited

Date authorised
1 April 2013
Companies House
03173991
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blackfriars Asset Management Ltd
    Landmark
    4th Floor
    78 Cannon Street
    London
    City Of London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402073322273
    Web
    https://www.blackfriarsam.com

  • Complaints Contact

    Landmark
    4th Floor
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +442890425451

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference, Spread Bet, Rolling Spot Forex Contract, Commodity Future, Future, Commodity option or Option.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Martin Hann

    IRN AMH01078

    • CF30 Customer (1 Nov 2007 to 28 Jun 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Anthony Standish

    IRN AXS01692

    • CF30 Customer (1 Nov 2007 to 29 Apr 2011)
    • CF26 Customer Trading (4 Jan 2007 to 31 Oct 2007)
  • Antony Whitehouse

    IRN AAW01026

    • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Feb 2006)
  • Archibald William Sydney Hart

    IRN AWH01046

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF27 Investment Management (26 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • Armin Gudat

    IRN AXG01237

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
  • Austin O'Mahony

    IRN AXO01225

    • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
    • CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)
  • Avi Zak Hooper

    IRN AZH01000

    • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
    • CF21 Investment Adviser (19 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (19 Jul 2004 to 31 Oct 2007)
  • Barry Steven Ridley

    IRN BSR01009

    • CF26 Customer Trading (29 Apr 2005 to 16 Oct 2006)
  • Behzad Nowparast

    IRN BXN01048

    • CF27 Investment Management (12 Jun 2002 to 13 Jul 2005)
  • Ben Manoj Kumar Tirunawarkarisu

    IRN BMT01024

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.