Blackfriars Asset Management Limited

• Principal Place of Business

  Blackfriars Asset Management Ltd

  Landmark

  4th Floor

  78 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402073322273

  Web

  https://www.blackfriarsam.com

• Complaints Contact

  Landmark

  4th Floor

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442890425451

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference, Spread Bet, Rolling Spot Forex Contract, Commodity Future, Future, Commodity option or Option.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Benjamin William Fox

  IRN BWF01009

  • CF30 Customer (1 Nov 2007 to 29 May 2009)
  • CF27 Investment Management (21 Sep 2005 to 31 Oct 2007)
• Bhavna Bhagat

  IRN BXB01098

  • CF13 Finance (1 Dec 2001 to 22 Jul 2002)
• Boris Korejtko

  IRN BXK01155

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
• Brian Richard Deacon

  IRN BRD01012

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
• Bryony Deuchars-Murphy

  IRN BXD01218

  • CF27 Investment Management (19 Apr 2005 to 13 Apr 2006)
• Camille Marguerite Signorio

  IRN CMS01161

  • CF30 Customer (8 Apr 2008 to 28 Jul 2010)
• Catherine Anne Elmore

  IRN CAE01028

  • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
  • CF27 Investment Management (6 Sep 2006 to 31 Oct 2007)
• Catherine Parker

  IRN CXP01398

  • CF11 Money Laundering Reporting (29 May 2009 to 29 Jul 2011)
• Christian James Clementson

  IRN CJC01096

  • CF27 Investment Management (1 Dec 2001 to 4 May 2005)
• Christoph Dahm

  IRN CXD01199

  • CF1 Director (1 Dec 2001 to 11 Sep 2003)

• Clarity Advice & Management Ltd (no longer appointed)

  FRN 768362 · Appointed 1 Jan 2017 · Until 4 Feb 2019

No changes recorded yet.