Blackfriars Asset Management Limited

Date authorised
1 April 2013
Companies House
03173991
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blackfriars Asset Management Ltd
    Landmark
    4th Floor
    78 Cannon Street
    London
    City Of London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402073322273
    Web
    https://www.blackfriarsam.com

  • Complaints Contact

    Landmark
    4th Floor
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +442890425451

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference, Spread Bet, Rolling Spot Forex Contract, Commodity Future, Future, Commodity option or Option.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to both regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Priti Patel

    IRN PXP01331

    • CF22 Investment Adviser (Trainee) (10 Aug 2007 to 26 Oct 2007)
  • Rafael Polatinsky

    IRN RXP01465

    • CF21 Investment Adviser (6 May 2005 to 8 Aug 2007)
    • CF27 Investment Management (6 May 2005 to 8 Aug 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2004 to 5 May 2005)
  • Raphael Kunwar

    IRN RMK01019

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
  • Renata Anna Klita

    IRN RAK01078

    • CF30 Customer (11 Feb 2013 to 12 Dec 2014)
  • Richard Fairgrieve

    IRN RXF01121

    • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
    • CF27 Investment Management (6 Aug 2002 to 31 Oct 2007)
  • Richard Thomas Carter

    IRN RTC01031

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
  • Robert Michael Stein

    IRN RMS01142

    • CF21 Investment Adviser (18 Aug 2004 to 31 Jul 2007)
    • CF27 Investment Management (18 Aug 2004 to 31 Jul 2007)
    • CF8 Apportionment and Oversight (18 Aug 2004 to 31 Jul 2007)
  • Rupert Charles William Rucker

    IRN RCR01025

    • CF27 Investment Management (1 Dec 2001 to 11 Apr 2005)
  • Ruth Ann Christine Simms

    IRN RAS01269

    • CF11 Money Laundering Reporting (22 Feb 2006 to 31 Dec 2006)
  • Ruth Palmer

    IRN RXP01160

    • CF27 Investment Management (1 Dec 2001 to 5 Apr 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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