Richard Thomas Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (5 Dec 2011 to 8 Dec 2019)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF27 Investment Management (8 Sep 2005 to 31 Aug 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (8 Sep 2005 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.