Rupert Charles William Rucker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 27 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
Schroder Investment Management North America Limited
FRN 144543
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 27 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 1 Oct 2020)
Blackfriars Asset Management Limited (no longer approved here)
FRN 180892
- CF27 Investment Management (1 Dec 2001 to 11 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.