BGF Investment Management Limited

• Principal Place of Business

  Watergate House

  13-15 York Buildings

  London

  WC2N 6JU

  UNITED KINGDOM

  Phone

  +442073400600

  Web

  https://www.bgf.co.uk

• Complaints Contact

  Watergate House

  13-15 York Buildings

  London

  WC2N 6JU

  UNITED KINGDOM

  Phone

  +442073400600

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Charles David Briggs

  IRN HCB01049

  • CF30 Customer (26 Jul 2017 to 29 Jun 2018)
• Harry Robert James Jones

  IRN HXJ00129

  • [FCA CF] Client dealing (since 15 Apr 2025)
  • [FCA CF] Proprietary trader (22 Jan 2025 to 15 Apr 2025)
• Ian Downing

  IRN IXD01066

  • [FCA CF] Proprietary trader (13 Sep 2023 to 30 Jun 2024)
• James McClelland Austin

  IRN JMA01229

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2023)
  • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
• Jane Elizabeth Smith

  IRN JEV01012

  • [FCA CF] Significant management (15 Apr 2025 to 1 Jul 2025)
  • [FCA CF] Client dealing (1 Jan 2020 to 1 Jul 2025)
  • [FCA CF] Proprietary trader (1 Jan 2020 to 15 Apr 2025)
• Jennifer Parker

  IRN JXP00912

  • [FCA CF] CASS oversight function (since 1 Feb 2024)
• Jill Caroline Williams Callow

  IRN JCW01182

  • [FCA CF] Significant management (since 27 Jan 2026)
  • [FCA CF] Manager of certification employee (since 27 Jan 2026)
  • [FCA CF] Client dealing (since 15 Apr 2025)
  • [FCA CF] Proprietary trader (19 Feb 2024 to 15 Apr 2025)
• John Eggleston

  IRN JXE01389

  • CF30 Customer (26 Jul 2017 to 2 Sep 2019)
• John Fredrick Swarbrick

  IRN JFS01052

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
• Jonathan Gareth Earl

  IRN JGE01027

  • [FCA CF] Client dealing (since 15 Apr 2025)
  • [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)

No changes recorded yet.