Date authorised
1 April 2013
Companies House
07599565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500
  • Complaints Contact

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stan Chan

    IRN SCC01122

    • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2022)
  • Stephen James Morrison

    IRN SJM01543

    • CF2 Non Executive Director (13 Apr 2012 to 8 Jan 2014)
  • Stephen Mark Muers

    IRN SMM01222

    • SMF3 Executive Director (since 10 Aug 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
    • SMF1 Chief Executive (since 20 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jul 2024 to 4 Nov 2024)
    • SMF16 Compliance Oversight (4 Jul 2024 to 4 Nov 2024)
    • CF30 Customer (7 Sep 2016 to 19 Jan 2018)
  • Stewart MacGregor White

    IRN SXW00604

    • [FCA CF] Material risk taker (since 3 May 2022)
  • Stuart Foster

    IRN SPF01078

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Dec 2019)
    • CF2 Non Executive Director (28 Jun 2017 to 29 Jun 2023)
  • Susan Ilene Rice

    IRN SIR01011

    • CF2 Non Executive Director (15 Mar 2012 to 7 Jun 2018)
  • Susanna Hudson

    IRN SXH03042

    • [FCA CF] Client dealing (since 8 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.