Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Aug 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • SMF1 Chief Executive (since 20 Feb 2021)
    • SMF16 Compliance Oversight (4 Jul 2024 to 4 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jul 2024 to 4 Nov 2024)
    • CF30 Customer (7 Sep 2016 to 19 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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