BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Athanasios Hadjiantonis

  IRN AXH03221

  • [FCA CF] Client dealing (1 Jan 2021 to 17 Oct 2021)
• Bartholomew John O'Connell

  IRN BXO01032

  • [FCA CF] Material risk taker (10 May 2023 to 19 Apr 2024)
  • SMF18 Other Overall Responsibility (23 Feb 2023 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2022)
  • CF30 Customer (31 May 2012 to 8 Dec 2019)
  • CF4 Partner (31 May 2012 to 8 Dec 2019)
• Bartlomiej KUBICKI

  IRN BXK74159

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Benjamin Paul Richford

  IRN BPR01024

  • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • [FCA CF] Client dealing (1 Apr 2024 to 5 Nov 2024)
• Betty Sabrina Sanchez Torres

  IRN BSS01068

  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Bjoern Steckenborn

  IRN BXS01791

  • [FCA CF] Client dealing (1 Jan 2021 to 13 Dec 2024)
• Bradley Hudd

  IRN BXH01477

  • CF30 Customer (2 Dec 2013 to 30 May 2014)
• Britta Schmidt

  IRN BXS01207

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2009 to 8 Dec 2019)
  • CF4 Partner (2 Sep 2009 to 8 Dec 2019)
• Bruno Gerard Monteyne

  IRN BGM01054

  • [FCA CF] Client dealing (1 Jan 2021 to 27 Sep 2024)
• Callum Duncan Elliott

  IRN CDE01030

  • [FCA CF] Client dealing (since 1 Jan 2021)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.