Benjamin Paul Richford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Client dealing (1 Apr 2024 to 5 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (10 Mar 2022 to 31 Mar 2024)
    • [FCA CF] Client dealing (13 Oct 2020 to 31 Mar 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (30 Jun 2017 to 14 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Feb 2020)
    • CF30 Customer (1 Jul 2015 to 6 Mar 2016)
  • Green Street Advisors (UK) Limited (no longer approved here)

    FRN 482269

    • CF30 Customer (20 Jul 2009 to 24 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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