Bartholomew John O'Connell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Almace Asset Management LLP
FRN 957850
- [FCA CF] Material risk taker (since 1 May 2024)
- [FCA CF] Client dealing (since 1 May 2024)
BERNSTEIN AUTONOMOUS LLP (no longer approved here)
FRN 500498
- [FCA CF] Material risk taker (10 May 2023 to 19 Apr 2024)
- SMF18 Other Overall Responsibility (23 Feb 2023 to 31 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 16 May 2022)
- CF4 Partner (31 May 2012 to 8 Dec 2019)
- CF30 Customer (31 May 2012 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (15 Apr 2011 to 28 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.