BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Braun

  IRN AXB00774

  • [FCA CF] Client dealing (2 Jun 2021 to 13 Dec 2024)
• Andrew James Ritchie

  IRN AJR01177

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
  • CF4 Partner (24 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (24 Mar 2010 to 8 Dec 2019)
• Andrew John Crean

  IRN AJC01213

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (30 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (30 Jul 2009 to 8 Dec 2019)
• Andrew Paul Patey

  IRN APP01029

  • [FCA CF] Material risk taker (1 Apr 2024 to 12 Feb 2025)
  • [FCA CF] Client dealing (1 Apr 2024 to 12 Feb 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 12 Feb 2025)
• Andrew Teng Liang Lim

  IRN ATL01014

  • [FCA CF] Client dealing (1 Apr 2024 to 18 Apr 2024)
• Andrianto Guntoro

  IRN AXG00864

  • [FCA CF] Client dealing (since 8 Jan 2024)
• Aneesha Sherman

  IRN AXS14631

  • [FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2023)
• Angeliki Bairaktari

  IRN AXB03151

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2022)
  • CF30 Customer (13 May 2015 to 8 Dec 2019)
• Angus Poland

  IRN AXP00527

  • [FCA CF] Client dealing (19 Nov 2021 to 4 Dec 2023)
• Anna Adamo

  IRN AXA02220

  • CF4 Partner (19 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (12 May 2014 to 8 Dec 2019)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.