Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Client dealing (1 Apr 2024 to 12 Feb 2025)
    • [FCA CF] Material risk taker (1 Apr 2024 to 12 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 12 Feb 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Material risk taker (20 Jul 2023 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (11 May 2022 to 31 Mar 2024)
    • [FCA CF] Client dealing (25 Apr 2022 to 31 Mar 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (19 Oct 2018 to 19 Dec 2019)
    • [FCA CF] Client dealing (11 Jul 2018 to 19 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (23 Sep 2005 to 17 Aug 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (4 Jun 2004 to 12 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.