Date authorised
1 April 2013
Companies House
01134860
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bluebell Cottage
    Catthorpe Road
    Shawell
    Lutterworth
    Leicestershire
    LE17 6AQ
    UNITED KINGDOM
    Phone
    +4401162042988
  • Complaints Contact

    Bluebell Cottage
    Catthorpe Road
    Shawell
    Lutterworth
    Leicestershire
    LE17 6AQ
    UNITED KINGDOM
    Phone
    +4401162042988

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Neil White

    IRN KNW01011

    • CF30 Customer (19 Feb 2009 to 14 Nov 2012)
  • Kevin Salter

    IRN KXS01577

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Jan 2014 to 12 Sep 2020)
  • Kim Christine Steel

    IRN KCS01030

    • SMF3 Executive Director (9 Dec 2019 to 8 Oct 2020)
    • CF1 Director (20 Jun 2013 to 28 Nov 2019)
    • CF1 Director (AR) (22 Jul 2011 to 24 Jul 2019)
  • Lisa Victoria James

    IRN LVJ01000

    • CF22 Investment Adviser (Trainee) (19 Mar 2002 to 26 Apr 2002)
  • Mark Alastair Lloyd Dodsworth

    IRN MXD00036

    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
  • Mark Leonard George

    IRN MLG01046

    • CF30 Customer (1 Nov 2007 to 23 Oct 2009)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 17 Nov 2006)
  • Mark Leslie Berry

    IRN MLB01068

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2003 to 16 Jan 2006)
  • Mark Williams

    IRN MRW01086

    • CF30 Customer (11 May 2016 to 15 Nov 2017)
  • Michael John Hislam

    IRN MJH01553

    • CF30 Customer (16 Sep 2008 to 6 Feb 2009)
  • Michael Matthew Callaghan

    IRN MMC00002

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 12 Sep 2020)
    • CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 19 Oct 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.