Kevin Salter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • George Square Financial Management Ltd

    FRN 572966

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 9 Mar 2021)
    • CF30 Customer (since 9 Mar 2021)
    • [FCA CF] Functions requiring qualifications (19 Jan 2021 to 1 Apr 2021)
    • [FCA CF] Client dealing (19 Jan 2021 to 1 Apr 2021)
  • The SalterGuide Ltd

    FRN 944448

    • (1)Employed By (since 9 Mar 2021)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (16 Sep 2020 to 18 Jan 2021)
    • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 18 Jan 2021)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Jan 2014 to 12 Sep 2020)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (20 Nov 2007 to 30 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.