BENEFIT STREET PARTNERS LIMITED

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

  Web

  https://www.bspcredit.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter Michael Glaser

  IRN PXG11583

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (15 Feb 2019 to 8 Dec 2019)
• Prajesh Kotecha

  IRN PXK01523

  • CF30 Customer (16 Mar 2015 to 30 Jun 2016)
• Richard Andrew Hulme

  IRN RXH06904

  • [FCA CF] Client dealing (since 1 Sep 2024)
• Richard Christopher Thomson

  IRN RCT01044

  • CF30 Customer (3 Jun 2010 to 25 Mar 2015)
• Richard Jonathon Samuel

  IRN RJS01346

  • CF30 Customer (1 Nov 2007 to 18 Jun 2013)
  • CF27 Investment Management (16 Oct 2004 to 31 Oct 2007)
• Robert Boyd Bennett

  IRN RBB01019

  • CF10 Compliance Oversight (6 May 2003 to 10 Mar 2004)
  • CF1 Director (6 May 2003 to 1 Mar 2016)
  • CF11 Money Laundering Reporting (6 May 2003 to 10 Mar 2004)
• Robert Edward Diamond

  IRN RED01017

  • CF3 Chief Executive (1 Dec 2001 to 27 Feb 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Feb 2003)
• Robert Le Blanc

  IRN RXL01191

  • CF14 Risk Assessment (1 Dec 2001 to 27 Feb 2003)
• Roberto Barzanti

  IRN RXB02849

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Apr 2023)
  • CF30 Customer (26 Jun 2018 to 8 Dec 2019)
• Ross Curran

  IRN RXC02176

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Jul 2015 to 8 Dec 2019)

No changes recorded yet.