BENEFIT STREET PARTNERS LIMITED

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

  Web

  https://www.bspcredit.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +4402033983200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Rupert Vaughan

  IRN RXV00132

  • [FCA CF] Client dealing (1 Sep 2024 to 10 Sep 2024)
• Russell Holliday

  IRN RXH01304

  • CF30 Customer (16 Apr 2014 to 16 Apr 2018)
• Ruth Emily Adams

  IRN RXA00338

  • [FCA CF] Significant management (15 May 2023 to 31 Aug 2023)
  • SMF3 Executive Director (13 Oct 2022 to 20 Apr 2023)
• Sean Duffy

  IRN SXD00387

  • [FCA CF] Manager of certification employee (6 Jul 2023 to 11 Oct 2024)
  • [FCA CF] Client dealing (19 Aug 2020 to 11 Oct 2024)
• Sean Golden

  IRN SXG02036

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Simon Mark Perry

  IRN SMP01075

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (29 May 2009 to 8 Dec 2019)
• Stuart James MacKenzie

  IRN SJM01317

  • CF27 Investment Management (17 Apr 2003 to 30 Nov 2004)
• Stuart Medlen

  IRN SXM02139

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (28 Apr 2006 to 31 Oct 2007)
• Suthagar Ponniah

  IRN SXP01912

  • CF28 Systems and controls (19 Jul 2011 to 1 Jan 2013)
• Thomas George Cresswell

  IRN TGC01031

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
  • CF30 Customer (23 Feb 2015 to 8 Dec 2019)

No changes recorded yet.