Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF3 Chief Executive (7 Jun 2010 to 16 Mar 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
    • CF1 Director (1 Dec 2001 to 31 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 25 Jul 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF3 Chief Executive (1 Dec 2001 to 16 Mar 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • BENEFIT STREET PARTNERS LIMITED (no longer approved here)

    FRN 196845

    • CF3 Chief Executive (1 Dec 2001 to 27 Feb 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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