BEDROCK ASSET MANAGEMENT (UK) LTD

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075188815

  Web

  https://www.bedrockgroup.com

• Complaints Contact

  4 Chemin des Vergers

  1208 Geneva

  1208

  SWITZERLAND

  Phone

  +41225925455

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laure White

  IRN LXW01370

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
• Louise Wachtmeister

  IRN LEW01026

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Nov 2013 to 8 Dec 2019)
• Marc Philippe Thierry Halpern

  IRN MXH01335

  • CF30 Customer (8 Sep 2017 to 12 Nov 2019)
• Marine Alexandra Sophie d'Hartoy

  IRN MAD01166

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
  • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
• Maurice Ephrati

  IRN MXE01255

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Jun 2005 to 8 Dec 2019)
• Michael Alexandre Benitah

  IRN MAB01334

  • CF27 Investment Management (11 Jan 2005 to 28 Apr 2006)
• Neil Benjelloun

  IRN NXB00570

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
  • [FCA CF] Client dealing (since 7 Jan 2025)
• Nicu Catalin Calinescu

  IRN NCC01055

  • CF30 Customer (19 May 2014 to 19 Feb 2018)
• Oliver Hadfield

  IRN OXH06527

  • [FCA CF] Manager of certification employee (14 Feb 2024 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
  • CF30 Customer (22 Sep 2018 to 8 Dec 2019)
• Patrick William Roger Lachotzki

  IRN PWL01028

  • CF30 Customer (3 Aug 2016 to 18 Dec 2017)

• Bedrock Private Equity Limited (no longer appointed)

  FRN 831217 · Appointed 17 Jan 2019 · Until 2 Sep 2021 · Tied agent

No changes recorded yet.