BEDROCK ASSET MANAGEMENT (UK) LTD

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075188815

  Web

  https://www.bedrockgroup.com

• Complaints Contact

  4 Chemin des Vergers

  1208 Geneva

  1208

  SWITZERLAND

  Phone

  +41225925455

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raquel Mealha Santos Silva Sebastian

  IRN RXM01991

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Client dealing (since 6 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
• Robert Mizrahi

  IRN RXM01311

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • SMF3 Executive Director (since 24 Feb 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
  • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (11 Mar 2008 to 8 Dec 2019)
• Robert Wortelboer

  IRN RXW01889

  • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
• Sandy Lucas Rodrigues Ribeiro

  IRN SXR01028

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2025)
• Sheikh Mohi Uddin Ahmed

  IRN MXA01290

  • [FCA CF] CASS oversight function (since 20 Jan 2022)
  • CF10a CASS Oversight function (25 Apr 2018 to 8 Dec 2019)
• Sophie VAZ

  IRN SXV01446

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2022)
  • CF30 Customer (5 Apr 2016 to 8 Dec 2019)
• Stefan Muelheim

  IRN SXM01435

  • CF30 Customer (21 Apr 2017 to 4 Apr 2018)
• Stephane Jourdan

  IRN SXJ01324

  • CF27 Investment Management (31 Oct 2006 to 30 Apr 2007)
• Toby James Forbes Main

  IRN TJM01182

  • CF30 Customer (1 Nov 2007 to 20 Jun 2016)
  • CF26 Customer Trading (24 Jul 2007 to 31 Oct 2007)
• Valter Rigamonti

  IRN VXR15877

  • CF30 Customer (16 Aug 2019 to 8 Dec 2019)

• Bedrock Private Equity Limited (no longer appointed)

  FRN 831217 · Appointed 17 Jan 2019 · Until 2 Sep 2021 · Tied agent

No changes recorded yet.