Robert Mizrahi

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BEDROCK ASSET MANAGEMENT (UK) LTD

    FRN 409324

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF3 Executive Director (since 24 Feb 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2025)
    • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (11 Mar 2008 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.