Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2019)
    • [FCA CF] Client dealing (since 28 Jan 2019)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2019)
    • [FCA CF] Client dealing (since 28 Jan 2019)
  • BEDROCK ASSET MANAGEMENT (UK) LTD (no longer approved here)

    FRN 409324

    • CF30 Customer (19 May 2014 to 19 Feb 2018)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (27 Mar 2012 to 9 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.