Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 26 Jul 2019)
- [FCA CF] Client dealing (since 28 Jan 2019)
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Citibank Europe plc
FRN 211646
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 26 Jul 2019)
- [FCA CF] Client dealing (since 28 Jan 2019)
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- CF30 Customer (19 May 2014 to 19 Feb 2018)
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- CF30 Customer (27 Mar 2012 to 9 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.