Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402079683615
  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402079683615

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicolas Simon Schaufele

    IRN NSS01073

    • CF30 Customer (23 May 2018 to 12 Sep 2018)
  • Paul James Osment

    IRN PXO01065

    • SMF16 Compliance Oversight (24 Nov 2023 to 10 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 10 Apr 2026)
    • SMF3 Executive Director (24 Nov 2023 to 10 Apr 2026)
    • [FCA CF] Significant management (10 Sep 2023 to 10 Apr 2026)
  • Peter Donald Firth

    IRN PDF01029

    • CF30 Customer (1 Nov 2007 to 26 Oct 2012)
    • CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)
  • Peter Robert Ziganek

    IRN PXZ01013

    • CF30 Customer (1 Nov 2007 to 16 Aug 2016)
    • CF21 Investment Adviser (11 Oct 2005 to 31 Oct 2007)
  • Richard Michael Hayden

    IRN RMH01091

    • CF30 Customer (1 Nov 2007 to 8 Oct 2009)
    • CF3 Chief Executive (1 Dec 2001 to 8 Oct 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 21 Dec 2009)
  • Rishi Kishore Patel

    IRN RKP01010

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2002)
  • Scarlett Bainville

    IRN SXB02053

    • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 31 Oct 2007)
  • Seth Marc Katzenstein

    IRN SMK01090

    • CF30 Customer (27 Apr 2009 to 1 Nov 2010)
  • Stephen Henry Deckoff

    IRN SHD01039

    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2026)
    • CF30 Customer (11 Feb 2014 to 8 Dec 2019)
    • CF1 Director (7 Oct 2011 to 8 Dec 2019)
  • Theodore Korosidis

    IRN TXK01609

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.