Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BDCM UK LIMITED (no longer approved here)

    FRN 192163

    • CF30 Customer (1 Nov 2007 to 16 Aug 2016)
    • CF21 Investment Adviser (11 Oct 2005 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (27 Feb 2003 to 15 Jul 2005)
    • CF23 Corporate Finance Adviser (6 Nov 2002 to 27 Feb 2003)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.