Paul James Osment

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 8 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2026)
    • [PRA CF] Managing a material risk taker (since 8 Feb 2026)
    • [FCA CF] Manager of certification employee (since 8 Feb 2026)
  • BDCM UK LIMITED (no longer approved here)

    FRN 192163

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 10 Apr 2026)
    • SMF16 Compliance Oversight (24 Nov 2023 to 10 Apr 2026)
    • SMF3 Executive Director (24 Nov 2023 to 10 Apr 2026)
    • [FCA CF] Significant management (10 Sep 2023 to 10 Apr 2026)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (1 Jul 2019 to 18 Apr 2023)
    • [FCA CF] Client dealing (1 Jul 2019 to 18 Apr 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (7 Nov 2016 to 30 Jun 2019)
    • [FCA CF] Client dealing (7 Nov 2016 to 30 Jun 2019)
    • CF30 Customer (21 May 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (7 Nov 2016 to 30 Jun 2019)
    • [FCA CF] Client dealing (7 Nov 2016 to 30 Jun 2019)
    • CF30 Customer (24 May 2010 to 6 Mar 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (28 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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