Date authorised
1 April 2013
Companies House
04659849
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600
  • Complaints Contact

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremiah Flahive

    IRN JXF01744

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
    • CF1 Director (27 Feb 2019 to 8 Dec 2019)
  • John Raymond Hirst

    IRN JRH01281

    • SMF9 Chair of the Governing Body (10 Nov 2020 to 28 Feb 2021)
    • CF2 Non Executive Director (5 Jan 2017 to 8 Dec 2019)
  • MARK ANTHONY WEIL

    IRN MAW01325

    • CF1 Director (5 Jan 2017 to 4 May 2018)
  • Mark Christopher Chessher

    IRN MCC01081

    • CF28 Systems and controls (4 Jan 2017 to 21 May 2019)
    • CF1 Director (4 Jan 2017 to 21 May 2019)
  • Mark Richard Beavis Versey

    IRN MRV01010

    • CF1 Director (20 Jul 2010 to 15 Sep 2010)
  • Martyn David Beer

    IRN MDB01139

    • CF1 Director (9 Jan 2007 to 31 Dec 2008)
  • Michael Andrew Bruce

    IRN MAB01282

    • SMF9 Chair of the Governing Body (since 23 Mar 2024)
    • [FCA CF] Significant management (since 1 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2023 to 23 Mar 2024)
    • Responsible for Insurance Mediation (1 Aug 2013 to 15 Apr 2015)
    • CF3 Chief Executive (1 Aug 2013 to 15 Apr 2015)
    • CF1 Director (5 Mar 2010 to 15 Apr 2015)
  • Michael Richard Jackson

    IRN MRJ01105

    • CF2 Non Executive Director (13 Jul 2016 to 19 Jan 2017)
  • Nicolas Jean Marie Denis Moreau

    IRN NJM01072

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
  • Oranye Emembolu

    IRN OXE13989

    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
    • CF28 Systems and controls (20 May 2019 to 8 Dec 2019)
    • CF1 Director (20 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.