Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- SMF1 Chief Executive (since 4 May 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (6 Feb 2017 to 30 Sep 2018)
- CF1 Director (26 Jan 2017 to 8 Dec 2019)
- CF29 Significant management (13 Mar 2015 to 26 Jan 2017)
- CF30 Customer (27 Jun 2014 to 8 Dec 2019)
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Aviva Investors UK Fund Services Limited
FRN 119310
- SMF7 Group Entity Senior Manager (since 4 May 2021)
- SMF3 Executive Director (30 Sep 2020 to 30 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2020)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
- CF29 Significant management (26 Sep 2008 to 20 Jul 2010)
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- CF1 Director (20 Jul 2010 to 3 Apr 2014)
- CF29 Significant management (26 Sep 2008 to 20 Jul 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
- CF29 Significant management (26 Sep 2008 to 20 Jul 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
- CF29 Significant management (26 Sep 2008 to 20 Jul 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
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- CF1 Director (20 Jul 2010 to 15 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.