Date authorised
6 May 2025
Companies House
15662260
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Salisbury Square
    London
    EC4Y 8AP
    UNITED KINGDOM
    Phone
    +4402037721340
  • Complaints Contact

    8 Salisbury Square
    London
    EC4Y 8AP
    UNITED KINGDOM
    Phone
    +4402037721340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charlotte Lawrence

    IRN CLL01033

    • [FCA CF] Significant management (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Christine Helen Hockley

    IRN CXH00824

    • [FCA CF] Client dealing (since 6 May 2025)
    • [FCA CF] Manager of certification employee (since 6 May 2025)
  • Christopher Derek Peddle

    IRN CXP00704

    • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2025 to 23 Jan 2026)
    • SMF16 Compliance Oversight (6 May 2025 to 31 Oct 2025)
  • David Hourican

    IRN DXH00921

    • [FCA CF] Significant management (since 6 May 2025)
  • David Louis Taylor

    IRN DXT00376

    • SMF9 Chair of the Governing Body (since 6 May 2025)
  • Hazel Moore

    IRN HCM01018

    • Director of firm who is not a certification employee or a SMF manager (since 6 May 2025)
  • Ian David Connatty

    IRN IDC01059

    • SMF1 Chief Executive (since 6 May 2025)
    • [FCA CF] Client dealing (since 6 May 2025)
  • Joanna Wright

    IRN JEY00005

    • [FCA CF] Significant management (since 3 Oct 2025)
  • Leandros Kalisperas

    IRN LXK01038

    • SMF3 Executive Director (since 4 Jul 2025)
    • [FCA CF] Client dealing (since 6 May 2025)
    • [FCA CF] Manager of certification employee (since 6 May 2025)
    • [FCA CF] Significant management (since 6 May 2025)
  • Mark Trick

    IRN MXT00696

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Significant management (since 6 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

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