Date authorised
6 May 2025
Companies House
15662260
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Salisbury Square
    London
    EC4Y 8AP
    UNITED KINGDOM
    Phone
    +4402037721340
  • Complaints Contact

    8 Salisbury Square
    London
    EC4Y 8AP
    UNITED KINGDOM
    Phone
    +4402037721340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Maddison

    IRN MXM03008

    • [FCA CF] Significant management (since 1 Jul 2025)
  • Michael John Ginnelly

    IRN MJG01398

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Nov 2025)
  • Natalie Suzanne Bangay

    IRN NSB01083

    • [FCA CF] Client dealing (6 May 2025 to 5 Mar 2026)
  • Phoebe Rountree

    IRN PXR00489

    • [FCA CF] Client dealing (since 2 Mar 2026)
  • Rebecca Nicholson

    IRN RXN00272

    • [FCA CF] Significant management (since 6 May 2025)
  • Robert James Greenwood

    IRN RXG00546

    • [FCA CF] Client dealing (since 6 May 2025)
  • Tara Ballinger

    IRN TXB01732

    • Director of firm who is not a certification employee or a SMF manager (since 6 May 2025)
  • Wyndham North

    IRN WXN00053

    • [FCA CF] Manager of certification employee (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.