Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BBB Investment Services Limited
FRN 1019749
- SMF3 Executive Director (since 4 Jul 2025)
- [FCA CF] Significant management (since 6 May 2025)
- [FCA CF] Manager of certification employee (since 6 May 2025)
- [FCA CF] Client dealing (since 6 May 2025)
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- [FCA CF] Client dealing (14 Apr 2023 to 15 Jan 2025)
- [FCA CF] Material risk taker (14 Apr 2023 to 15 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 May 2021)
- CF30 Customer (9 Jun 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 May 2021)
- CF30 Customer (9 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (28 Jun 2013 to 31 May 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.