BB SECURITIES LIMITED

• Principal Place of Business

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• Complaints Contact

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Katherine McClintock

  IRN EKM01003

  • CF27 Investment Management (1 Dec 2001 to 9 Jun 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2006)
• Fabiano Macanhan Fontes

  IRN FMF01026

  • CF2 Non Executive Director (19 Jan 2017 to 16 Sep 2019)
• Fernando Florencio Campos

  IRN FFC01007

  • CF2 Non Executive Director (15 Dec 2016 to 2 Jul 2019)
• Florbela Carvalho

  IRN FXC00044

  • [FCA CF] Material risk taker (since 4 Oct 2024)
  • [FCA CF] Significant management (since 1 Jan 2021)
  • [FCA CF] Manager of certification employee (31 Dec 2020 to 1 Jan 2021)
• Francisco Augusto Lassalvia

  IRN FXL00032

  • SMF9 Chair of the Governing Body (18 Jun 2021 to 6 Oct 2023)
• Francisco Claudio Duda

  IRN FCD01010

  • CF2 Non Executive Director (25 Jun 2008 to 9 Oct 2009)
• Gerson Eduardo De Oliveira

  IRN GXD19402

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Mar 2021)
  • CF2 Non Executive Director (21 Oct 2019 to 8 Dec 2019)
• Gianpaolo Fabrizio Rivas Andrade

  IRN GFR01015

  • [FCA CF] Material risk taker (since 4 Oct 2024)
  • [FCA CF] Client dealing (since 4 Oct 2024)
  • [FCA CF] Proprietary trader (since 1 Jan 2021)
  • CF30 Customer (25 Oct 2011 to 8 Dec 2019)
• Henrique Sorgi Catarino

  IRN HSC01026

  • [FCA CF] Material risk taker (4 Oct 2024 to 27 Jun 2025)
  • [FCA CF] Significant management (1 Jan 2021 to 4 Oct 2024)
  • [FCA CF] Client dealing (1 Jan 2021 to 27 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2021 to 27 Jun 2025)
  • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
• Hernan Javier Lobert

  IRN HJL01042

  • CF30 Customer (20 Feb 2012 to 10 Aug 2015)

No changes recorded yet.