BB SECURITIES LIMITED

Date authorised
1 April 2013
Companies House
02856891
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    B B Securities Ltd
    280 Bishopsgate
    London
    Tower Hamlets
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402078867317

  • Complaints Contact

    B B Securities Ltd
    280 Bishopsgate
    London
    Tower Hamlets
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402078867317

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hosmidio Jose Soares

    IRN HJS01058

    • CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF19 Significant Mgt (Financial Resources) (9 May 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (9 May 2003 to 31 Oct 2007)
    • CF26 Customer Trading (9 May 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (9 May 2003 to 31 Oct 2007)
    • CF1 Director (9 May 2003 to 8 Sep 2008)
  • IVES CÉZAR FÜLBER

    IRN ICF01020

    • CF2 Non Executive Director (10 Apr 2012 to 27 Nov 2015)
  • Jacqueline Capar

    IRN JXC01444

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Jason Stuart Bradley

    IRN JXB00560

    • [FCA CF] Significant management (1 Jan 2021 to 31 Dec 2021)
  • Jason Stuart Bradley

    IRN JSB01106

    • CF29 Significant management (1 Nov 2007 to 18 Jul 2016)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Joao Ayres Rabello Filho

    IRN JAR01206

    • CF2 Non Executive Director (22 Sep 2009 to 13 Oct 2010)
  • Joao Domingos Cicarini Junior

    IRN JXC07937

    • SMF3 Executive Director (9 Dec 2019 to 20 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Dec 2019)
    • CF3 Chief Executive (15 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
    • CF1 Director (16 Nov 2018 to 8 Dec 2019)
  • Joao Francisco Fruet Junior

    IRN JXF00587

    • SMF9 Chair of the Governing Body (21 Mar 2024 to 25 Feb 2026)
  • Joao Paulo Brum Loyola

    IRN JPL01090

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (11 Oct 2007 to 31 Oct 2007)
  • John Keith Barber

    IRN JKB01040

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2020)
    • CF10a CASS Oversight function (3 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Sep 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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