BB SECURITIES LIMITED

• Principal Place of Business

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• Complaints Contact

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlos Tersandro Fonseca Adeodato

  IRN CTA01004

  • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
• Cheryl Lock

  IRN CXL01711

  • SMF16 Compliance Oversight (since 3 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jun 2020)
  • [FCA CF] Material risk taker (4 Oct 2024 to 31 Jan 2026)
• Christian Bernard Philippe Laloe

  IRN CBL01010

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
  • CF26 Customer Trading (1 Dec 2001 to 2 Aug 2002)
  • CF27 Investment Management (1 Dec 2001 to 2 Aug 2002)
• Da Silva Castro Marina

  IRN DSM01118

  • CF30 Customer (20 Jun 2008 to 27 Aug 2010)
• Daniel James Haydn Bridges

  IRN DJB01598

  • [FCA CF] Client dealing (1 Jan 2021 to 28 Feb 2022)
  • CF30 Customer (23 Jan 2013 to 8 Dec 2019)
• David Golin

  IRN DXG01224

  • CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
• David Oliver Kimberley

  IRN DOK01005

  • CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
  • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 7 Mar 2008)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Mar 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Douglas Ramiro Capela

  IRN DRC01121

  • CF2 Non Executive Director (23 Oct 2002 to 22 Apr 2004)
• Edson Rogerio da Costa

  IRN ERD01021

  • CF2 Non Executive Director (20 Aug 2014 to 10 Sep 2015)
• Eduardo Cesar Do Nascimento

  IRN ECN01003

  • CF29 Significant management (1 Nov 2007 to 27 May 2013)
  • CF30 Customer (1 Nov 2007 to 27 May 2013)
  • CF3 Chief Executive (17 Nov 2006 to 27 May 2013)
  • CF27 Investment Management (17 Nov 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (17 Nov 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (17 Nov 2006 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Sep 2006 to 17 Nov 2006)
  • CF1 Director (1 Dec 2001 to 29 Apr 2003)

No changes recorded yet.