BB SECURITIES LIMITED

• Principal Place of Business

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• Complaints Contact

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonio Francisco Lima Neto

  IRN AFL01012

  • CF2 Non Executive Director (22 Apr 2004 to 7 Jul 2005)
• Antonio Mauricio Maurano

  IRN AMM01310

  • CF2 Non Executive Director (4 May 2012 to 8 Jul 2014)
• Aroldo Salgado De Medeiros Filho

  IRN AXS04420

  • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
• Augusto Braúna Pinheiro

  IRN ABP01029

  • CF2 Non Executive Director (22 Aug 2003 to 17 Mar 2008)
• Boris Skulczuk

  IRN BXS01149

  • CF1 Director (9 Feb 2011 to 30 Apr 2019)
  • CF29 Significant management (1 Nov 2007 to 30 Apr 2019)
  • CF30 Customer (1 Nov 2007 to 30 Apr 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
• Bruno Cesar da Silva Nunes

  IRN BXD00261

  • SMF3 Executive Director (since 11 Sep 2024)
• Bruno Fantasia

  IRN BXF01160

  • [FCA CF] Client dealing (since 4 Oct 2024)
  • [FCA CF] Material risk taker (since 4 Oct 2024)
  • [FCA CF] Proprietary trader (since 1 Jan 2021)
  • CF30 Customer (18 Jan 2010 to 8 Dec 2019)
• Carlos Jose da Costa Andre

  IRN CJA01066

  • CF2 Non Executive Director (17 Nov 2006 to 20 Mar 2008)
  • CF1 Director (1 Dec 2001 to 17 Nov 2006)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 17 Nov 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)
  • CF27 Investment Management (1 Dec 2001 to 17 Nov 2006)
  • CF3 Chief Executive (1 Dec 2001 to 17 Nov 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Nov 2006)
• Carlos Massaru Takahashi

  IRN CMT01081

  • CF2 Non Executive Director (9 Jun 2010 to 27 Nov 2015)
• Carlos Renato Bonetti

  IRN CRB01180

  • CF2 Non Executive Director (11 Apr 2016 to 7 Jan 2019)

No changes recorded yet.