Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • CF2 Non Executive Director (17 Nov 2006 to 20 Mar 2008)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 17 Nov 2006)
    • CF1 Director (1 Dec 2001 to 17 Nov 2006)
    • CF27 Investment Management (1 Dec 2001 to 17 Nov 2006)
    • CF3 Chief Executive (1 Dec 2001 to 17 Nov 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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