Bayerische Landesbank

• Principal Place of Business

  8 Bishopsgate

  Level 37

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402079555100

  Web

  https://www.bayernlb.de

• Complaints Contact

  8 Bishopsgate

  37 Level

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442079555100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Fiona Therese Johnstone

  IRN FTJ01001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Francis Ian Rigby

  IRN FIR01001

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Gabriele Butkute

  IRN GXB16390

  • SMF16 Compliance Oversight (since 22 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2019 to 22 Jul 2022)
• Gerhard Friedrich Mann

  IRN GFM01020

  • CF9 EEA Investment Business Oversight (1 Dec 2001 to 15 Jun 2004)
• Guido-Oliver Goldmann

  IRN GXG01329

  • [FCA CF] Client dealing (since 7 Mar 2017)
  • [FCA CF] Manager of certification employee (since 7 Mar 2017)
  • CF30 Customer (11 Aug 2008 to 6 Mar 2016)
• Hanyang Chen Li

  IRN HCL01005

  • CF21 Investment Adviser (1 Dec 2001 to 13 May 2004)
• Herve Louis Lagadec

  IRN HXL01038

  • [FCA CF] Client dealing (7 Mar 2017 to 30 Jul 2021)
  • CF30 Customer (2 Aug 2011 to 6 Mar 2016)
• Ian Donald Campbell

  IRN IDC01034

  • CF30 Customer (1 Nov 2007 to 10 Oct 2014)
  • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)
• Jeffrey Foad

  IRN JXF01473

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
• Johannes Wilhelm Heinloth

  IRN JWH01142

  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 5 Apr 2016)
  • CF29 Significant management (10 May 2013 to 6 Mar 2016)

No changes recorded yet.