Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Jul 2021)
    • CF30 Customer (2 Aug 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (31 Mar 2003 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.