BARRAS CAPITAL MANAGEMENT PLC

• Principal Place of Business

  Barras Capital Management

  Saxon House

  27 Duke Street

  Chelmsford

  Essex

  CM1 1HT

  UNITED KINGDOM

  Phone

  +443332248069

  Web

  https://www.barrascapital.com

• Complaints Contact

  Barras Capital Management

  Saxon House

  27 Duke Street

  Chelmsford

  Essex

  CM1 1HT

  UNITED KINGDOM

  Phone

  +443332248069

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Thompson

  IRN CJT01168

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
• Jeremy Sinclair Askew

  IRN JXA01220

  • SMF3 Executive Director (since 3 Jul 2023)
• Megan Mordrick

  IRN MXM01204

  • Director of firm who is not a certification employee or a SMF manager (since 3 Jul 2023)
• Philip James Whaley

  IRN PXW01683

  • SMF3 Executive Director (since 3 Jul 2023)
• Scott Ian Mordrick

  IRN SIM01033

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Responsible for Insurance Distribution (since 21 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • SMF1 Chief Executive (since 3 Jul 2023)
  • SMF16 Compliance Oversight (since 3 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2023)
  • SMF3 Executive Director (since 3 Jul 2023)
  • [FCA CF] Client dealing (since 3 Jul 2023)
• Stephen Graham Freer Williams

  IRN SGW01060

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • SMF3 Executive Director (since 3 Jul 2023)
  • [FCA CF] Client dealing (since 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)

No changes recorded yet.