Scott Ian Mordrick

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARRAS CAPITAL MANAGEMENT PLC

    FRN 992232

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • SMF3 Executive Director (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • SMF1 Chief Executive (since 3 Jul 2023)
    • SMF16 Compliance Oversight (since 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2023)
  • Ajax Wealth Management Limited (no longer approved here)

    FRN 929578

    • [FCA CF] Client dealing (16 Jun 2021 to 31 Aug 2025)
    • [FCA CF] Functions requiring qualifications (15 Jun 2021 to 31 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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