Stephen Graham Freer Williams

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARRAS CAPITAL MANAGEMENT PLC

    FRN 992232

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)

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