Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Alexander Edmunds

  IRN SAE01073

  • [FCA CF] Client dealing (since 17 Dec 2021)
• Scott Alexander Farquharson

  IRN SAF01093

  • [FCA CF] Client dealing (15 Jul 2020 to 17 May 2022)
• Scott David Eason

  IRN SDE01023

  • Responsible for Insurance Distribution (since 25 Jul 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Jun 2014 to 8 Dec 2019)
• Scott McGarva

  IRN SXM81824

  • SMF27 Partner (21 Aug 2020 to 3 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Aug 2021)
• Scott Richard Dickson

  IRN SXD00879

  • [FCA CF] Significant management (10 Mar 2025 to 9 Oct 2025)
• Sharon Khan

  IRN SXK00531

  • SMF27 Partner (1 Nov 2022 to 3 Apr 2025)
• Sharron West

  IRN SXN01094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Jun 2013 to 8 Dec 2019)
• Sheila Gladys Osei

  IRN SXO00189

  • [FCA CF] Client dealing (30 Dec 2022 to 4 Apr 2023)
• Shirley Anne Jackson

  IRN SAJ01097

  • SMF27 Partner (9 Dec 2019 to 31 May 2022)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Simon Anthony O'Reilly

  IRN SAO00010

  • CF30 Customer (27 Mar 2009 to 17 Sep 2010)

No changes recorded yet.