Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon David Rusling

  IRN SDR01098

  • [FCA CF] Significant management (since 3 Apr 2025)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (6 Jun 2016 to 8 Dec 2019)
• Simon James Dix Taylor

  IRN SJT01224

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (25 Jun 2014 to 8 Dec 2019)
• Simon Mark Clark

  IRN SMC01112

  • [FCA CF] Client dealing (23 Aug 2023 to 23 Jun 2025)
• Simon Peter Andrew Ferguson Bramwell

  IRN SPB01216

  • SMF27 Partner (30 Jun 2022 to 25 Apr 2024)
  • [FCA CF] Client dealing (17 Sep 2020 to 25 Apr 2024)
• Simon Robert Cohen

  IRN SRC01121

  • CF30 Customer (4 Aug 2014 to 27 Oct 2015)
• Simon William Foster

  IRN SWF01026

  • SMF27 Partner (4 Aug 2023 to 3 Apr 2025)
• Sonia Jagjivan Kataora

  IRN SJK01089

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (2 Sep 2010 to 8 Dec 2019)
• Sophia Grace Caroline Harrison

  IRN SGH01103

  • CF30 Customer (24 Dec 2016 to 31 Aug 2018)
• Stephen Elliott

  IRN SXE00063

  • CF30 Customer (22 Apr 2013 to 13 Apr 2017)
• Stephen Gerard Cronin

  IRN SXC00949

  • [FCA CF] Client dealing (since 10 Feb 2023)

No changes recorded yet.