Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Paul Hitchiner

  IRN SPH01175

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (9 Jun 2010 to 8 Dec 2019)
• Stephen Robert Sellers

  IRN SRS01116

  • CF30 Customer (14 Apr 2009 to 28 Sep 2009)
• Steven David Booker

  IRN SDB00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Jul 2009 to 8 Dec 2019)
• Steven Johnston

  IRN SXJ00062

  • CF30 Customer (29 Sep 2016 to 8 Dec 2019)
• Stuart James Harrison

  IRN SJH01531

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (24 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (10 Jan 2012 to 8 Dec 2019)
• Susan Jane Foley

  IRN SJF01246

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (21 Aug 2015 to 8 Dec 2019)
• Susanna Jane Oclanis Morran

  IRN SJM01301

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Suzan Fikret Myumyun

  IRN SXM04507

  • [FCA CF] Significant management (20 Jun 2024 to 3 Apr 2025)
• Suzanne Helen Martland

  IRN SHM01096

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Syed Nasir Khoram Shah

  IRN SXS15906

  • SMF27 Partner (9 Dec 2019 to 31 May 2021)
  • CF4 Partner (31 Jul 2019 to 8 Dec 2019)

No changes recorded yet.