Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tamaryn Driver

  IRN TXD01354

  • [FCA CF] Client dealing (14 Jun 2023 to 25 Aug 2025)
• Terence Michael McKee

  IRN TMM00012

  • CF30 Customer (11 Jun 2009 to 31 Jul 2009)
• Terrence Takura Mapanga

  IRN TXM00493

  • [FCA CF] Client dealing (24 Jul 2023 to 4 Mar 2025)
• Thomas Andrew Marrow

  IRN TXM00550

  • [FCA CF] Client dealing (since 4 Mar 2024)
• Thomas Freddie Peters

  IRN TXP00236

  • [FCA CF] Client dealing (2 Dec 2022 to 16 Nov 2023)
• Thomas Lee Cowley

  IRN TXC00350

  • SMF27 Partner (4 Aug 2023 to 3 Apr 2025)
• Thomas Luke Thackray

  IRN TLT01016

  • CF30 Customer (20 Jan 2014 to 18 May 2015)
• Thomas William France

  IRN TXF12206

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Timothy Paul Saxton

  IRN TXS03567

  • SMF27 Partner (5 Aug 2021 to 3 Apr 2025)
• Todd David Smith

  IRN TXS03922

  • [FCA CF] Client dealing (4 Jul 2023 to 2 Jul 2024)

No changes recorded yet.