Barnett Waddingham LLP

Date authorised
1 April 2013
Companies House
OC307678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222
    Web
    https://www.barnett-waddingham.co.uk

  • Complaints Contact

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Umang Rajbhandari

    IRN UXR00010

    • [FCA CF] Client dealing (10 May 2022 to 16 Mar 2026)
  • Vanessa Anne Smart

    IRN VAS01034

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (4 Jul 2011 to 8 Dec 2019)
  • Vivienne Rebecca Maclure

    IRN VXM00197

    • SMF27 Partner (20 Jun 2024 to 3 Apr 2025)
  • Wan Hsien Heah

    IRN WXH00100

    • SMF27 Partner (15 Jun 2022 to 3 Apr 2025)
  • William John Rice

    IRN WXR84372

    • SMF27 Partner (7 Sep 2020 to 3 Apr 2025)
  • William Paul Maguire

    IRN WPM01007

    • CF30 Customer (20 May 2019 to 24 Jun 2019)
  • Zoe Smith

    IRN ZXS01079

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • CF4 Partner (1 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.