Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Angus Scorgie

  IRN RAS01356

  • CF30 Customer (17 Jul 2014 to 28 Nov 2016)
• Richard King Bradley

  IRN RXB00859

  • [FCA CF] Client dealing (since 25 Oct 2023)
• Richard Sebastian Imran Gibson

  IRN RSG01095

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (1 Jun 2017 to 8 Dec 2019)
• Richard William Harcourt Antrobus

  IRN RWA01032

  • [FCA CF] Client dealing (since 6 Jul 2023)
• Robert Adrian Joseph Waddingham

  IRN RAW01111

  • CF3 Chief Executive (27 Mar 2009 to 20 Jan 2016)
  • CF4 Partner (27 Mar 2009 to 1 Jun 2018)
  • Responsible for Insurance Mediation (27 Mar 2009 to 12 Feb 2016)
  • CF8 Apportionment and Oversight (27 Mar 2009 to 31 Mar 2009)
• Robert Bruce Thomas

  IRN RBT00006

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
• Robert Hawkes

  IRN RXH01736

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2023)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Robert James Byett

  IRN RJB00126

  • SMF27 Partner (since 22 Jul 2025)
  • SMF16 Compliance Oversight (since 22 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
• Roderick John Goodyer

  IRN RJG01235

  • [FCA CF] Significant management (since 3 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (7 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (8 Apr 2009 to 8 Dec 2019)
• Rosemarie Fantom

  IRN RXF13703

  • SMF27 Partner (4 Sep 2020 to 3 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (10 Apr 2019 to 8 Dec 2019)

No changes recorded yet.